Commission on Structural Alternatives
for the
Federal Courts of Appeals
Chief Judge Terry J. Hatter, Jr.
United States District Court
Central District of California
For the public hearing,
San Francisco, California
May 29, 1998
Members of the Commission:
Thank you for the opportunity to address you. I am Terry J. Hatter, Jr., Chief
Judge of the Central District of California. The Central District of California is the largest
federal judicial district in the nation, with a population in excess of 17 million. This
represents one-third of the entire population of the Ninth Circuit. One county within our
district, San Bernardino, covers a geographic area sufficiently large enough to encompass
the New England states - all of the First Circuit and part of the Second.
Our judicial compliment includes 27 active district judges (with several vacancies),
12 senior district judges, 20 magistrate judges (16 full-time and 4 part-time), as well as 21
bankruptcy judges. These 80 judicial officers greatly impact the work of the Ninth Circuit
Court of Appeals. As Chief Judge, I represent the Central District, but I do not speak for
each of its judicial officers. However, having solicited the views of my colleagues, certain
positions of the judges are quite clear.
First of all, our judicial officers are knowledgeable concerning the mandate of your
Commission. They are aware, as well, of the underlying political considerations of the
congressional legislation that created the Commission. Second, given this understanding,
only a few judges responded in writing to my request for comments regarding the
Commission's mandate. From previous discussions with most of our judicial officers,
district and magistrate, it is fair to say that there is almost universal opposition to the
notion of splitting the Ninth Circuit. Our Chief Bankruptcy Judge, Geraldine Mund, who
will testify in tandem with me, will provide you with her view of the potentially disastrous
results of a breakup of this Circuit as it would effect the "Bankruptcy Capital" of the
nation.
I submit that the reason most of our judicial officers have not bothered to comment
in writing, even though opposed to a split of the Ninth Circuit, is the fatalistic view that
the entire issue is driven, very simply, by blatant politics of the most parochial nature. I
must say that I also subscribe to this opinion. Nevertheless, the result of such a view by
so many of our judicial officers is that we remain opposed to a split, but if a split cannot
be prevented, then the Commission should consider, certainly, keeping together in any new
alignment those jurisdictions that follow the same state law.
Senior District Judge Harry Hupp of our court puts it quite well, as follows:
"It should leave California, Arizona, Nevada, Hawaii, Northern Marianas, and
Guam in the Ninth Circuit. There is an historical legal and social reason for
this far beyond immature screamings of a few senators about liberal California
judges. The law of all of the above states is fundamentally based on California
law and the code concepts it adopted in the l870's, and which still dominates
our law. The courts of each of the other states look primarily to California
law as guidance when their own decisions do not cover a point. And the commercial
connections of each of the other states is in large part with California. Recognizing
that such a circuit would still be the largest in the country, it would allow
the five northwest states, which do not have common historical connections with
California, to go their own way (although probably ending up as the smallest
circuit in the country).
"I would be sorry to see this happen. All of us have gained by the opportunity to
serve in such places as Spokane, Anchorage, Pocatello, and Billings and I think the circuit
is better off for it. But, if dismemberment is inevitable, states with a like legal history
should stay together in one circuit."
Another of our judicial officers, District Judge Dickran Tevrizian, has expressed
the opinion that the Ninth Circuit should be broken up and realigned with other circuits or
that a new circuit be created consisting of California, Hawaii, the Northern Marianas, and
Guam. He did not elaborate. Yet another colleague, District Judge Consuelo Marshall,
has suggested that Chief Judge Hug "Should take the position that the Ninth Circuit should
not be split... ." She, however, feels that there should be a "fallback position evaluating
the following factors: Costs, geography, caseloads, consistency in opinions, and
similarities between state laws in the various states within the Ninth Circuit."
Senior Judge Hug has offered another point for consideration. The Central
District of California is the Mother Lode for providing visiting judges to the
other districts within the Ninth Circuit, and if California were removed there
would be insufficient resources remaining to provide for visiting judges. He
cites to the latest edition of the 9th Circuit News, Spring,
1998, particularly chart #2, for confirmation.
I have read statements offered to the Commission by a large number of individuals
representing many different views of the direction your recommendations should take. Of
the statements read, two stand out for me, those of Professor Judith Resnik and Senior
Circuit Judge Clifford Wallace of the Ninth Circuit. I endorse the findings, factors to be
considered, and suggestions of both of these writers.
Let me be very clear, that while there is no unanimity of thought regarding the
present or eventual structure for the federal courts of appeal among our judges, I can just
as certainly report to you that there is unanimous agreement that California should not be
split. Indeed, as you know well, there has been, almost from California's entry into the
Union, debate among Californians about splitting the state into two, or, perhaps even three
parts. These are California debates, and none of us would welcome having a split of our
state imposed upon us from either within the Beltway or the great Northwest.
I want to conclude on a more positive note. While I personally believe, as does
Judge Wallace, that the Ninth Circuit not only functions well but, actually, offers many
creative and future preferred mechanisms for the best administration of justice at the
federal appellate level, I still understand the political considerations that cloud the air at
a time when the in depth study that Professor Resnik suggests should be taking place.
It is my hope that your Commission will, after due deliberation, agree that the Ninth
Circuit functions quite well and, indeed, may be the beacon for circuit configuration in the
21st century. By way of example, what other circuit has housed within it a charitable
organization committed to improving the administration of justice and introducing new
models for resolving conflict? Of course, I speak of the Western Justice Center
Foundation, the brainchild of Senior Ninth Circuit Judge Dorothy Nelson. Judge Nelson
chairs this innovative non-partisan, non-ideological research and development center
housed on the grounds of the Ninth Circuit Court in Pasadena, California.
If the political clouds grow darker and a quick fix appears in order, let me suggest
something that I have not heard considered. As you know, the Ninth Circuit presently has
three separate geographic "units." Indeed, Commissioner Rymer is the Administrative
Judge for the Southern Unit in Pasadena. Seattle is the Northern Unit site, while San
Francisco is the headquarters for the Ninth Circuit and houses the Administrative Judge
for the Central Unit, Chief Circuit Judge Emeritus James Browning. I propose that the
units be converted to divisions by necessary congressional legislation. Of course, some
minor geographical and administrative changes would have to be accomplished, but it
would be cost effective - no additional cost - and is far superior to splitting the Circuit.
Venue rules could be established that would allow for cases in one division to be
heard by judges resident in that division while still allowing the Chief Circuit Judge the
flexibility to make inter-divisional assignments as needed. This, together with the other
mechanisms already in place for managing the Circuit, makes this an attractive structural
alternative for handling the political problem while, hopefully, a far more exhaustive study
of the structure and operation of the entire federal appellate system can take place in an
orderly fashion pursuant to more deliberate legislation.
I thank you, again, for this opportunity to address you on this simple political, and complicated judicial administration, problem.