Congress has directed the Commission to study the "structure and alignment of the
Federal Courts of Appeals system, with particular reference to the Ninth Circuit," and to
recommend "such changes in circuit boundaries or structure as may be appropriate for the
expeditious and effective disposition of the caseload of the Federal Courts of Appeals."
Towards that end, the Commission has invited testimony on three issues: (1) perceived
problems in the federal appellate system's structure; (2) appropriate remedial measures;
and (3) what is working well in the appellate courts.
The Attorneys General of three western States have submitted testimony to the
Commission identifying their concerns. As the Attorney General of Oregon, I share some
of those concerns. I write separately, however, because unlike my colleagues I am not
convinced that dividing the Ninth Circuit will solve the problems that concern us. I reach
that conclusion for two reasons. First, the problems attributed to the Ninth Circuit do not
appear to be a function of its size as much as they are a function of the rapidly expanding
federal caseload. Second, if the source of the problem is an expanding caseload, it is one
that all circuits have or will share in the near future. Dividing the Ninth Circuit does little
to answer the long-range issues the federal courts of appeals face.
Oregon shares, along with the other States in the Ninth Circuit, a concern that the
court's decisions be issued promptly and that the panel decisions within the circuit be
consistent. Although others have suggested that splitting the circuit will increase the speed
of its decisions, it is difficult to see why that is so. The parties are primarily responsible
for time it takes to brief a case. Once the briefing is completed, the time in which a case is
scheduled for argument depends on the number of cases pending and the number of panels
available to hear them. And the speed with which the panel decides a case has no apparent
connection to the size of the circuit.
In our experience, the Ninth Circuit has generally issued panel decisions quickly
after they are argued, although some cases have taken longer. It seems far more likely,
however, that the length of time it takes to issue a decision is a function of the complexity
of the case rather than the size of the circuit. Although Oregon has not litigated a capital
case in the Ninth Circuit for some time, I appreciate the concern other western States have
about the time those cases have taken. The Antiterrorism and Effective Death Penalty Act,
however, should go far toward remedying those concerns. If it does not, procedural rules
can be adopted to ensure that capital cases are resolved in a timely fashion. In short, I am
not convinced that splitting the circuit is necessary to resolve the issue.
There may be a greater correlation between the size of the circuit and the potential
for inconsistent panel decisions. The proliferation of decisions in large circuits makes it
more difficult for judges to keep up with the court's work product, and increasing the
number of judges increases the possibility for variation among panels. The lawyers,
however, bear a large measure of responsibility for bringing relevant decisions to the
panel's attention. And the greater number of published decisions the Ninth Circuit
produces, along with the decisions from the other courts of appeals and the Supreme
Court, go a long way toward ensuring that any panel, however constituted, will resolve a
case within predictable guidelines.
In my view, the more pressing problem the federal courts of appeals face is the
rapidly expanding caseload they are being asked to handle, a problem that is not limited to
the Ninth Circuit. If Congress meets that problem by increasing the number of judges
rather than limiting the federal courts' jurisdiction, other circuits will soon face the issue
the Ninth Circuit now faces: As the number of judges increase, how can a circuit maintain
the quality of its decisions and the collegiality that have been the hallmark of the federal
courts of appeals?
Perhaps one answer would be to split every circuit whenever it reaches a set
number of judges. Not only do the benefits of that approach seem doubtful for the reasons
noted above, but the resulting problems that approach entails are substantial. Others have
commented on the difficulty that a State such as California poses for any rational division
of the Ninth Circuit. The problem is equally difficult for the Fifth and Second Circuits,
each of which contains a similarly dominant State. Splitting circuits also multiplies
administrative costs. It prevents the courts of appeals from taking advantage of economies
of scale and instead requires unnecessary duplication of adminstrative services. Finally,
multiplying the number of circuits runs the risk of Balkanizing what is now a national court
system.
In my view, splitting the Ninth Circuit is not an answer for the larger issues that the federal courts of appeals face. Indeed, far from being a problem that needs to be solved, the Ninth Circuit may be a model for other circuits as they face the pressure of an increasing caseload and the attendant growth. The sort of internal reforms that the Ninth Circuit has adopted to improve its efficiency, to promote consistency, and to maintain the quality of its decisions may well provide direction for the other circuits as they deal with growth in the future.